Rapports, nouvelles et liens pertinents

Organisme canadien de réglementation du commerce des valeurs mobilières (OCRCVM) : Rapport annuel 2020-2021.
Investment Industry Regulatory Organization of Canada (IIROC) : Annual Report 2020-21.
Banque du Canada : Rapport annuel 2020 sur la surveillance des infrastructures de marchés financiers exercée par la Banque du Canada.
Bank of Canada : Bank of Canada Oversight Activities for Financial Market Infrastructures 2020 Annual Report.
Division de la réglementation de Bourse de Montréal Inc. : Infolettre.
Montréal Exchange Inc. Regulatory Division : Newsletter.
Board of Governors of the Federal Reserve System : Agencies issue joint statement on crypto-asset policy initiative and next steps.
International Organization of Securities Commission (IOSCO) : The use of artificial intelligence and machine learning by market intermediaries and asset managers – Final Report.
Financial Conduct Authority (FCA) : Market Watch 68 : Newsletter on market conduct and transaction reporting issues, November 2021.
Financial Conduct Authority (FCA) : FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR.
Commodity Futures Trading Commission (CFTC) : CFTC Market Surveillance Program.
Deloitte (UK) : Centre for Regulatory Strategy EMEA : Financial Markets Regulatory Outlook 2021.
Deloitte (UK) : Financial Services regulatory timeline tool.
Accenture : State of Cybersecurity Resilience Report 2021.
European Securities and Market Authority (ESMA) : Report – Administrative and criminal sanctions and other administrative measures imposed under the Market Abuse Regulation in 2020.
Australian Securities & Investment Commission (ASIC) : ASIC’s priorities for the supervision of market intermediaries in 2021–22.
U.S. Securities and Exchange Commission (SEC) : SEC Approves Registration of First Security-Based Swap Data Repository; Sets the First Compliance Date for Regulation SBSR.
U.S. Securities and Exchange Commission (SEC) : How Investigations Work.
Investor.gov – U.S. Securities and Exchange Commission (SEC) : Types of Fraud.
Financial Industry Regulatory Authority (FINRA) : FINRA, NASAA and SEC OIEA Urge Investors to Establish a Trusted Contact to Increase Investor Protection.
Australian Securities & Investment Commission (ASIC) : Gatekeeper expectation and pump and dump activity.
Financial Industry Regulatory Authority (FINRA) – Investor Insights : Nothing Micro About Microcap Fraud: Investing in Low-Priced Stocks.
Gouvernement du Canada : De : Agence de la consommation en matière financière du Canada : Monnaie numérique.
Government of Canada : From : Financial Consumer Agency of Canada : Digital Currency.